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August 24, 2010
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Securities Resources

 


The best way to inform yourself about South Dakota Securities Law and Securities related topics. Our Securities Resource Center includes the following sites for your personal use:

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Did You Know?    
 
 
Variation Margin: Payment made on a daily or intraday basis
Variation Margin: Payment made on a daily or intraday basis by a clearing member to the clearing organization based on adverse price movement in positions carried by the clearing member, calculated separately for customer and proprietary positions.

 


  Securities News  
 


Latest news about securities cases in South Dakota and nationwide:

SEC Charges McAfee, Inc. with Accounting Fraud
McAfee consented, without admitting or denying the allegations of the complaint, to the entry of a Court order enjoining it from violating the anti...
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Federal Bank Propose Guidance On Commercial Real Estate Lending Companies
The federal bank and thrift regulatory agencies on Tuesday issued for comment proposed guidance on sound risk management practices for concentratio...
Read more >


Vermont to Receive $3.875 Million in Global Securities Settlement
mont – Nine major Wall Street brokerage firms have agreed to pay the State of Vermont $3.875 million in fines as part of an historic nationwide se...
Read more >


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Securities Terms

 


Tuesday's Term

Call

Definition:
An option contract giving the buyer the right but not the obligation to purchase a commodity or other asset or to enter into a long futures position

Margin

Definition:
The amount of money or collateral deposited by a customer with his broker, by a broker with a clearing member, or by a clearing member with a clearing organization. The margin is not partial payment on a purchase.

Allowances

Definition:
The discounts (premiums) allowed for grades or locations of a commodity lower (higher) than the par (or basis) grade or location specified in the futures contract. See Differentials.

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Securities Resources

 


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Securities Hot Topics

 
Topics Related to Securities:

  • Investment Fraud
  • Stock Fraud
  • Bond Fraud
  • Mutual Fund Fraud

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South Dakota Securities Attorney

 
If you live in the following cities and need an securities attorney you should contact our Securities Attorney as soon as possible:

  • Aberdeen
  • Brookings
  • Huron
  • Mitchell
  • Pierre
  • Rapid City
  • Sioux Falls
  • Spearfish
  • Vermillion
  • Watertown
  • Yankton
 


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